SEC Archive

Goldman Settles Sham Suit With SEC

July 15, 2010  ·  Category: Market Commentary, Politics, SEC, Stocks
The SEC announced a few minutes ago that they settled their suit against Goldman Sachs (GS) for $550 million.  Goldman did not admit or deny the SEC's allegations though it acknowledged that its marketing materials for the ...
Posted by Greg Feirman  ·  1 Comment »

Barry Ritholtz Strongly Defends SEC’s Suit Against Goldman

April 28, 2010  ·  Category: Blogs, Business Culture and Current Events, Politics, SEC, Stocks
Barry Ritholtz of The Big Picture has been out in force lately defending the SEC's case against Goldman.  It started last Friday with this post: "10 Things You Don't Know (Or Were Misinformed) About The ...
Posted by Greg Feirman  ·  No Comments »

Top Gun FP Client Note: Blowout Earnings Overshadowed by SEC Suit Against Goldman

NOTE: Every week I write a Client Note for my clients.  For a limited time, I am allowing non-clients to sign up and receive the Client Note.  You can sign up at the top right ...
Posted by Greg Feirman  ·  2 Comments »

Gasparino: Goldman Source Calls SEC Suit A “Hit Job”

April 16, 2010  ·  Category: Market Commentary, Politics, SEC, Stocks
Watch the latest business video at video.foxbusiness.com
Posted by Greg Feirman  ·  No Comments »

SEC Charges Goldman With Subprime Fraud

April 16, 2010  ·  Category: Market Commentary, Politics, SEC, Stocks
Today's SEC announcement was a well timed and perhaps not coincidental effort to sway some on the fence Republicans to support a tougher financials bill. - Roger Freeman, Barclays Capital (via Bob Pisani) Disclosure: Top Gun has ...
Posted by Greg Feirman  ·  No Comments »

The SEC Goes After The Shorts – Again

August 6, 2009  ·  Category: Market Commentary, SEC, Short Selling
Fascinating post by BeSpoke Investment Group on yesterday's late day rally ("Shorts Running From SEC?", BeSpoke Investment Group, August 6).  It was led by the most highly shorted stocks after the SEC announced it was ...
Posted by Greg Feirman  ·  No Comments »